BCP Investment Corp (Kohlberg Capital Corporation) - 8-K Summary
Business Context and Reporting Period
This Form 8-K was filed by Kohlberg Capital Corporation on June 2, 2010. The filing addresses a regulatory compliance event regarding the company's listing status on The Nasdaq Stock Market.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. The document focuses exclusively on regulatory compliance status rather than financial performance data.
Material Changes
The primary material change reported is the restoration of the company's compliance with Nasdaq Listing Rule 5250(c)(1). This was achieved by filing the following reports with the SEC on May 28, 2010:
- Quarterly Report on Form 10-Q for the quarter ended September 30, 2009
- Annual Report on Form 10-K for the year ended December 31, 2009
- Quarterly Report on Form 10-Q for the quarter ended March 31, 2010
As a result, a previously requested hearing with the Nasdaq Hearings Panel was cancelled.
Outlook and Management Commentary
Management confirmed that the company is now in compliance with all other applicable listing standards. Consequently, the company's common stock will continue to be listed and trade on the Nasdaq Global Select Market.
Investor Verification Checklist
- Verify the filing dates of the 10-Q (Q3 2009), 10-K (FY 2009), and 10-Q (Q1 2010) referenced in the compliance notice.
- Confirm the current trading status of Kohlberg Capital Corporation on the Nasdaq Global Select Market.
- Review the previously filed 10-K and 10-Q reports for the actual financial metrics (revenue, profit, debt) which are not detailed in this 8-K.