SEC Filing Summary: Carlyle Group Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Carlyle Group Inc. for the quarter ended March 31, 2023. The report discloses equity securities held by the institutional investment manager and its relying advisors. The filing was signed on May 5, 2023, by Jeffrey W. Ferguson, General Counsel.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the company's operational financial performance (revenue, profit, or cash flow). The following metrics are disclosed:
- Total Value of Reported Holdings: $3,352,222,730
- Total Number of Holdings Entries: 31
- Number of Included Managers: 3 (excluding the primary filer)
Note: This filing does not provide data on Carlyle Group Inc.'s corporate revenue, profit margins, debt levels, or liquidity.
Material Changes and Structural Updates
The filing includes explanatory notes regarding recent structural changes affecting the reporting entity:
- Abingworth Acquisition: On August 1, 2022, Carlyle Group Inc. completed the acquisition of the Abingworth group. Consequently, Abingworth LLP is now a relying advisor of Carlyle Investment Management L.L.C., and Abingworth Management Inc. is de-registering as an investment adviser with the SEC.
- AlpInvest Partners B.V.: Identified as an indirectly wholly owned investment adviser. Carlyle Group Inc. does not participate in the investment decision-making of AlpInvest Partners B.V.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, or risk factors regarding the company's future operations. It strictly lists current equity holdings. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $3.35 billion against the company's latest 10-Q or 10-K for context on total assets under management.
- Confirm the status of Abingworth LLP as a relying advisor following the August 2022 acquisition.
- Review the specific 31 holdings listed in the full schedule (not included in this summary) to assess sector concentration.
- Note that this report covers only equity securities and excludes other asset classes managed by Carlyle.