Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Carlyle Group Inc. for the reporting period ended June 30, 2021. The report discloses the institutional investment manager's holdings in U.S. equity securities. The filing includes data for Carlyle Group Inc. and three other affiliated managers: Carlyle Investment Management LLC, CIM Global, L.L.C., and Carlyle Global Credit Investment Management L.L.C.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Carlyle Group Inc. itself. Key metrics disclosed in this specific filing include:
- Total Value of Reported Holdings: $14,778,098,000 (reported in thousands).
- Number of Information Table Entries: 11 distinct securities or groups of securities.
- Number of Included Managers: 3 additional managers are included in this consolidated report.
Note: Revenue, profit margins, debt levels, and liquidity metrics for Carlyle Group Inc. are not provided in this filing text.
Material Changes and Disclosures
The filing text does not provide comparative data against the prior quarter to calculate material changes in holdings value or composition. However, the following structural disclosures are noted:
- Shared Discretion: Investment advisers affiliated with The Carlyle Group Inc. and Riverstone Holdings LLC exercise shared investment discretion regarding Talos Energy Inc. Consequently, the full amount of this position is reported by both entities.
- Excluded Entities: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser, but The Carlyle Group Inc. does not participate in its investment decision-making; thus, it is listed as a separate reporting manager.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, or risk factors regarding the company's future operations. The document includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $14.78 billion against the company's 10-Q or 10-K filings for the same period to understand the proportion of total assets represented by these specific equity holdings.
- Confirm the specific breakdown of the 11 holdings entries, as the provided text lists the count but not the individual ticker symbols or share quantities.
- Review the separate 13F filings for AlpInvest Partners B.V. and Riverstone Holdings LLC to fully assess the firm's total exposure to Talos Energy Inc. and other shared positions.
- Check the filing date (August 12, 2021) to ensure the data reflects the portfolio status as of June 30, 2021, and not subsequent trading activity.