SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Address: 401 Charmany Drive, PO Box 44961, Madison, WI 53744
Reporting Period: Quarter ended March 31, 2022
Filing Date: May 3, 2022
Signatory: Brendan Freeman, President, Private Wealth
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (revenue, profit, etc.) but rather its investment portfolio.
Key Financial Metrics (Portfolio)
The filing provides aggregate data regarding the manager's reported holdings:
- Total Number of Holdings: 171 entries
- Total Value of Reported Holdings: $904,416,000 (904,416 thousands)
- Other Included Managers: 0
Note: This filing does not provide data on the manager's own revenue, profit, cash flow, margins, debt, or liquidity. It only reports the value of securities managed.
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2021) to determine material changes in holdings or total portfolio value. The document lists the current state of holdings as of March 31, 2022, without a side-by-side comparison table.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F filings are historical disclosures of holdings and do not contain forward-looking guidance or management commentary on market outlook.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies regarding the portfolio are detailed in the summary text provided.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $904.4 million against the manager's total assets under management (AUM) to determine if this report covers all holdings or only a subset.
- Confirm the specific composition of the 171 holdings, as the summary text does not list individual securities.
- Note that this filing reflects positions as of March 31, 2022, and does not reflect subsequent market movements or trading activity.
- Ensure the signatory, Brendan Freeman, is currently authorized to represent the firm.