Business Context and Reporting Period
Company: ONE STOP SYSTEMS, INC. (OSS)
Filing Type: Form 8-K (Current Report)
Date of Report: November 10, 2021
Reporting Period: Fiscal quarter ended September 30, 2021
Context: The filing serves as a Regulation FD disclosure incorporating a press release (Exhibit 99.1) regarding the Company's financial results for the quarter ended September 30, 2021.
Key Financial Metrics
The provided text is a cover sheet and disclosure notice for the Form 8-K. It references a press release containing the actual financial data but does not include the specific numerical values within this document.
- Revenue, Profit, Cash Flow, Margins: Not provided in this text; contained in Exhibit 99.1.
- Debt and Liquidity: Not provided in this text; contained in Exhibit 99.1.
- Non-GAAP Measures: The filing confirms the press release includes non-GAAP financial measures reconciled to GAAP, but specific figures are absent from this summary text.
Material Changes
The filing text does not provide specific data regarding material changes versus the prior comparable period. It only states that the press release (Exhibit 99.1) discusses the results of operations and financial condition for the quarter ended September 30, 2021.
Guidance, Outlook, and Risks
- Forward-Looking Statements: The filing explicitly states that Exhibit 99.1 contains forward-looking statements regarding future performance.
- Risks and Uncertainties: Management notes that these statements involve risks, uncertainties, and assumptions that are difficult to predict. Actual outcomes may differ materially from expressed expectations.
- Legal Disclaimer: The information in Item 7.01 and Exhibit 99.1 is furnished and not deemed "filed" for purposes of Section 18 of the Exchange Act, limiting liability for the forward-looking content.
Investor Verification Checklist
- Exhibit 99.1: Retrieve and review the attached press release to obtain actual revenue, profit, and cash flow figures for the quarter ended September 30, 2021.
- Non-GAAP Reconciliation: Verify the reconciliation between non-GAAP measures and GAAP measures as presented in the press release.
- Forward-Looking Assumptions: Scrutinize the specific assumptions underlying the forward-looking statements in the press release to assess potential risks.
- Comparative Data: Check the press release for year-over-year or quarter-over-quarter comparisons, as this 8-K text does not contain them.