SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Bank OZK (Reporting Manager)
Filing Type: Form 13F Information Table
Reporting Period: Quarter ended December 31, 2023
Context: This filing discloses the equity securities held by Bank OZK as of the end of the reporting period. It details the issuer, class of security, CUSIP, value, share quantity, and voting authority (Sole, Shared, or None) for each position. The filing does not contain operational financial statements for Bank OZK itself.
Key Financial Metrics and Portfolio Composition
Portfolio Overview: The filing lists holdings in over 100 issuers, including common stocks and exchange-traded funds (ETFs). The data provides the value of each position to the nearest dollar and the number of shares held.
Top Holdings by Value (Selected):
- Apple Inc.: $10,685,415 (Sole Discretion) + $1,705,815 (Other)
- Microsoft Corp.: $7,409,868 (Sole Discretion) + $3,473,105 (Other)
- Bank of America Corp.: $2,328,482 (Sole Discretion) + $513,299 (Other)
- JPMorgan Chase & Co.: $3,010,089 (Sole Discretion) + $675,637 (Other)
- Bank OZK (Self-Holding): $5,978,254 (Sole Discretion)
- Amazon.com Inc.: $720,955 (Sole Discretion) + $45,582 (Other)
- Alphabet Inc. (Class A): $2,473,490 (Sole Discretion) + $454,132 (Other)
Liquidity and Debt: The filing text does not provide data on Bank OZK's corporate liquidity, debt levels, or cash flow. It strictly reports external equity investments.
Material Changes and Voting Authority
Voting Authority: The portfolio is split between "Sole" discretion (where Bank OZK has full voting control) and "Other" (where voting authority is shared or none). Significant positions exist in both categories.
Comparative Analysis: This filing represents a snapshot of holdings as of December 31, 2023. The provided text does not include the prior quarter's data (September 30, 2023), so material changes in position size or new entries cannot be calculated from this document alone.
Guidance, Risks, and Contingencies
Management Commentary: None provided. Form 13F is a statutory disclosure of holdings and does not include management discussion or analysis.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy. No specific risk factors or contingencies regarding the portfolio are disclosed in this text.
Unusual Items: The portfolio includes a significant holding of Bank OZK's own common stock ($5,978,254 value, 119,973 shares) under Sole Discretion. Additionally, the portfolio holds various ETFs (e.g., iShares, SPDR, Vanguard) and a position in "Host Hotels & Resorts Inc." held entirely under "Other" discretion.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column for all "Sole" and "Other" entries to assess total asset exposure.
- Confirm the extent of "Other" discretion holdings to understand the proportion of assets where Bank OZK does not have sole voting control.
- Review the self-holding of Bank OZK stock to determine if this represents treasury stock or a specific investment strategy.
- Compare these holdings against the prior quarter's Form 13F (filed for September 30, 2023) to identify significant buy/sell activity.
- Check for any "Put" or "Call" option positions; the provided text indicates "SH" (Shares) for all listed items, suggesting no derivative positions were reported in this specific table view.