SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (also referred to as Bank OZK), an institutional investment manager based in Little Rock, Arkansas. The report covers the calendar quarter ended December 31, 2014, and was signed by Rex W. Kyle, President of Trust & Wealth Management, on January 15, 2015.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, revenue, profit, cash flow, margins, debt, and liquidity metrics for Bank of the Ozarks are not provided in this text.
Key portfolio metrics reported include:
- Total Portfolio Value: $290,155,000 (reported as 290,155 in thousands).
- Total Number of Holdings: 231 entries.
- Other Included Managers: 0.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., September 30, 2014) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, future guidance, risk factors, or contingencies regarding the bank's operations. It strictly lists securities held for investment purposes.
Investor Verification Checklist
- Verify the total portfolio value of $290.16 million against the bank's total assets in its 10-Q or 10-K filings to determine the proportion of assets managed externally.
- Review the specific list of 231 holdings (not included in this summary text) to identify concentration risks or sector exposure.
- Confirm that the "Trust & Wealth Management" division is the sole entity reporting these holdings, as indicated by the signer's title.
- Note that this filing does not reflect the bank's own lending portfolio or deposit base.