SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BANK OF MONTREAL (Institutional Investment Manager) for the quarter ended September 30, 2020. The report covers the investment holdings of the reporting manager and 11 other included managers, including BMO Harris Bank N.A., BMO Asset Management Corp., and BMO Nesbitt Burns Inc. The report was signed by Dragan Lazich, Chief Compliance Officer, on September 30, 2020.
Key Financial Metrics
As a Form 13F-HR, this document discloses equity holdings rather than the operating financial performance of the Bank of Montreal itself. Consequently, revenue, profit, cash flow, margins, and debt metrics for the bank are not reported in this filing.
- Total Value of Reported Holdings: $119,835,961,000 (119,835,961 thousands)
- Total Number of Holdings Entries: 15,625
- Number of Included Managers: 11
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2020) or detail specific material changes in holdings volume or value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the Bank of Montreal's future operations. It strictly lists securities held for investment purposes.
Investor Verification Checklist
- Verify the total aggregate value of $119.8 billion against the sum of individual security positions in the full schedule.
- Confirm the list of 11 included managers to ensure all relevant BMO subsidiaries are accounted for in this consolidated report.
- Note that this filing reflects only equity securities required to be reported under Section 13(f) of the Exchange Act; it excludes debt securities, derivatives, and cash positions.
- Check the filing date (September 30, 2020) to ensure the data reflects the most recent quarter available for this specific submission.