SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Bank of New York Mellon Corp for the quarter ended September 30, 2015. The report was signed on November 10, 2015, by Nicholas R. Darrow, Senior Vice President. This is a 13F Combination Report, meaning it covers a portion of the holdings for the reporting manager, while other portions are reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the operating financial performance (revenue, profit, cash flow) of Bank of New York Mellon Corp itself. The filing provides the following aggregate data regarding the assets under management reported:
- Total Value of Reported Holdings: $326,098,033,000 (326.1 billion USD).
- Total Number of Holdings Entries: 25,030.
- Number of Other Included Managers: 42.
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for Bank of New York Mellon Corp, as this form is strictly for reporting investment holdings.
Material Changes and Scope
The report aggregates holdings across a large network of institutional investment managers. The filing explicitly lists 42 "Other Included Managers" for whom this report is filed, including entities such as The Boston Company Asset Management, LLC, Mellon Capital Management Corporation, The Dreyfus Corporation, and Neuberger Berman Management, LLC. The report type indicates that not all holdings for the primary manager are contained herein; some are reported by other managers.
Guidance, Risks, and Contingencies
The filing contains no management commentary, forward-looking guidance, or discussion of risks and contingencies related to the company's operations. The document includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the distinction between the reporting manager (Bank of New York Mellon Corp) and the 42 other included managers listed in the report.
- Confirm that the reported value of $326.1 billion represents the aggregate value of equity securities held by the group of managers, not the total assets of the Bank of New York Mellon Corp.
- Note that this is a Combination Report; investors should check if additional 13F filings exist for the remaining holdings of the primary manager.
- Review the specific holdings table (not included in this summary text) to understand the specific equity positions within the 25,030 entries.