SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended December 31, 2015. The report was signed on February 16, 2016, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and includes two other managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. Key metrics from the filing include:
- Total Value of Reported Holdings: $344,029,000 (reported in thousands).
- Total Number of Holdings Entries: 468.
- Number of Other Included Managers: 2 (PlainsCapital Corp and PlainsCapital Bank).
The filing text does not provide data on revenue, profit margins, debt, or liquidity for Hilltop Holdings Inc. as an operating entity.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., September 30, 2015) to calculate material changes in holdings value or composition. Consequently, no analysis of period-over-period changes can be derived from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of $344.0 million against the sum of individual security positions in the full schedule.
- Confirm the inclusion of the two additional managers (PlainsCapital Corp and PlainsCapital Bank) to ensure the scope of the reported portfolio is understood.
- Review the full list of 468 holdings to identify top concentrations and sector exposure, as this summary only provides aggregate totals.
- Note that this filing does not reflect the company's own financial health (e.g., earnings or debt); refer to 10-Q or 10-K filings for operational metrics.