SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended December 31, 2014. The report was signed on February 17, 2015, by Corey G. Prestidge, General Counsel and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and includes two other affiliated managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the reporting manager. Consequently, the filing does not provide data on Hilltop Holdings Inc.'s revenue, profit, cash flow, margins, debt, or liquidity.
- Total Value of Reported Holdings: $289,593,000 (289,593 thousands)
- Total Number of Holdings Entries: 202
- Number of Other Included Managers: 2
Material Changes
The filing text does not provide comparative data against the prior period (September 30, 2014) to determine material changes in portfolio composition or value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Portfolio Size: Verify the total reported value of $289.6 million against the company's total assets to understand the proportion of assets managed under this specific 13F filing.
- Affiliated Entities: Confirm the relationship between Hilltop Holdings Inc., PlainsCapital Corp, and PlainsCapital Bank to ensure the scope of the reported holdings is understood.
- Holdings Composition: The summary page lists 202 entries; investors should review the full schedule of holdings to identify specific sector concentrations or top positions.
- Limitations: Acknowledge that this filing does not disclose the company's own financial health, earnings, or debt levels.