SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended June 30, 2016
Filing Date: July 6, 2016
Signatory: Ann Lawson, CFO
This filing is a Form 13F Holdings Report, which discloses the equity securities held by an institutional investment manager. It does not contain the operating financial results of Nicolet Bankshares Inc itself.
Key Financial Metrics
Portfolio Overview:
- Total Number of Holdings: 148 entries
- Total Value of Reported Securities: $152,614,000 (reported in thousands)
- Other Included Managers: 0
Operating Metrics: The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity metrics for Nicolet Bankshares Inc. These items are not reported on Form 13F.
Material Changes
The filing text does not provide a comparative analysis against the prior period (March 31, 2016) or detail specific material changes in holdings. It only reports the aggregate snapshot as of June 30, 2016.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, or strategic outlook.
Risks and Contingencies: Not applicable. The filing does not discuss operational risks or contingencies.
Unusual Items: None reported in the summary section.
Investor Verification Checklist
- Verify the total portfolio value of $152.6 million against the bank's total assets to determine the proportion of assets allocated to external equity investments.
- Review the detailed Schedule 13F (not included in this summary text) to identify the top 10 specific equity holdings and their individual values.
- Confirm if the 148 holdings represent a significant change in investment strategy compared to the previous quarter's filing.
- Note that this document does not reflect the bank's core lending or deposit activities; refer to Form 10-Q for operational performance.