Business Context and Reporting Period
Saratoga Investment Corp. filed a Form 8-K reporting the results of its 2026 Annual Meeting of Stockholders held on September 22, 2026. The report was signed and dated September 23, 2026. As of the July 27, 2026 record date, 16,080,916 common shares were eligible to vote, and 11,352,552 shares were voted in person or by proxy.
Financial Metrics and Capitalization
This filing does not provide revenue, profit, cash flow, margins, debt balances, liquidity measures, or other operating financial metrics. The filing identifies the Company’s publicly registered securities as common stock and notes due in 2027, 2028, and 2031, but does not report balances or changes in those instruments.
Material Changes Versus the Prior Comparable Period
The filing text does not report financial or operating changes versus a prior comparable period. It reports annual meeting voting outcomes and auditor ratification.
Meeting Results, Outlook, and Risks
- Director elections: G. Cabell Williams and Henri J. Steenkamp were elected to serve until the 2029 Annual Meeting or until their successors are elected and qualified.
- G. Cabell Williams: 4,909,018 votes for and 540,613 votes withheld.
- Henri J. Steenkamp: 5,064,023 votes for and 385,608 votes withheld.
- Auditor ratification: Stockholders approved the selection of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ended February 28, 2026, with 11,053,928 votes for, 199,531 against, and 99,093 abstentions.
- The filing provides no management guidance, forecast, contingency disclosure, unusual-item discussion, or specific risk update.
Key Facts for Investors to Verify
- Confirm the elected directors’ service terms and any subsequent board changes.
- Confirm Ernst & Young LLP’s appointment and the applicable fiscal-year audit period.
- Review subsequent filings for financial results, debt maturities, liquidity, dividends, and portfolio developments, none of which are addressed in this 8-K.
- Note that the reported auditor fiscal year ended February 28, 2026, while the annual meeting occurred on September 22, 2026.