SEC Filing Summary: Westwood Holdings Group Inc.
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Westwood Holdings Group Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended June 30, 2015, and was signed on August 14, 2015, by Tiffany B. Kice, Chief Financial Officer.
The report includes holdings for the primary manager and 3 other included managers: Westwood Management Corp, Westwood International Advisors Inc., and Westwood Trust.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. The key metrics provided are:
- Total Reported Value: $13,298,805,000 (approximately $13.3 billion).
- Total Number of Holdings: 360 entries.
- Number of Included Managers: 3 additional managers included in this consolidated report.
Note: The filing text does not provide data on revenue, profit, margins, debt, or liquidity for Westwood Holdings Group Inc. as an operating entity.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2015) or detail specific material changes in holdings, values, or portfolio composition versus the previous quarter.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $13.3 billion against the firm's latest 10-K or 10-Q for consistency in AUM reporting.
- Confirm the scope of the 360 holdings to ensure all significant equity positions are captured across the four included managers.
- Review the specific holdings list (not included in this summary text) to identify top 10 positions and sector concentration.
- Check for any subsequent amendments filed after August 14, 2015, that may have updated these holdings.