Business Context and Reporting Period
This Form 8-K is a current report filed by New York Mortgage Trust, Inc. (the "Company") on November 1, 2016. The filing serves to disclose historical financial results for the three and nine months ended September 30, 2016, pursuant to Regulation FD and Item 2.02 of Form 8-K. The specific financial data is contained in a press release attached as Exhibit 99.1, which is incorporated by reference.
Key Financial Metrics
The filing text provided does not contain specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These metrics are referenced as being detailed in the attached press release (Exhibit 99.1) but are not explicitly stated within the body of this Form 8-K document.
Material Changes
The filing does not provide specific details regarding material changes versus prior periods. It solely confirms the issuance of results for the three and nine months ended September 30, 2016, without quantifying variances in this text.
Guidance, Outlook, and Risks
The document does not include management commentary, forward-looking guidance, specific risk factors, or unusual items. It functions as a procedural vehicle to make the press release available to the public. The filing includes a standard disclaimer stating that the information is not deemed "filed" for purposes of Section 18 of the Exchange Act and is not incorporated by reference into other filings unless expressly stated.
Investor Verification Checklist
- Review Exhibit 99.1 (Press Release dated November 1, 2016) for actual financial figures, as they are not present in the main filing text.
- Verify the Company's name is New York Mortgage Trust, Inc. (Note: The request metadata listed "ADAMAS TRUST, INC.", but the filing explicitly identifies New York Mortgage Trust, Inc.).
- Confirm the reporting periods covered are the three and nine months ended September 30, 2016.
- Note that the information is furnished under Regulation FD and is not subject to Section 18 liabilities of the Exchange Act.