Aeluma, Inc. Form 8-K Summary
Business Context and Reporting Period
Aeluma, Inc. filed a Current Report on Form 8-K dated December 19, 2023, reporting events from its annual shareholder meeting held December 14, 2023. The company is incorporated in Delaware and is an emerging growth company. No securities are registered under Section 12(b) of the Exchange Act.
Annual Meeting Results
At the beginning of the meeting, 8,314,944 shares, representing 68.33% of the voting power entitled to vote, were represented by proxy, constituting a quorum.
| Proposal | For | Against | Abstain/Withheld | Broker Non-Votes | Result |
|---|---|---|---|---|---|
| Election of Craig Ensley as director | 5,713,425 | 0 | 2,052,083 | 549,436 | Elected under plurality voting |
| Ratification of Rose, Snyder & Jacobs LLP as independent auditors and authorization for the Board to set remuneration | 8,134,944 | 0 | 0 | Not stated | Approved |
Financial Metrics and Liquidity
The filing is limited to shareholder voting results and related corporate matters. It does not provide revenue, profit or loss, cash flow, margins, debt, liquidity, balance-sheet data, or other operating financial metrics.
Material Changes, Outlook, and Risks
- Craig Ensley was elected to the Board of Directors.
- Shareholders approved the reappointment of Rose, Snyder & Jacobs LLP for the years ending June 30, 2023 and June 30, 2024, and authorized the Board to determine the auditors’ remuneration.
- The company stated that it would issue a December 20, 2023 press release announcing Mr. Ensley’s appointment; the press release was filed as Exhibit 99.1.
- The filing provides no financial guidance, operating outlook, material contingencies, or specific risk updates.
Key Facts for Investors to Verify
- Confirm the effective date and details of Craig Ensley’s Board appointment in the related press release.
- Review the company’s subsequent filings for any financial information, auditor developments, or changes in Board composition.
- Verify the stated voting totals and the treatment of broker non-votes, particularly because the auditor proposal’s broker non-vote count is not separately stated.
- Note the filing-date distinction: the reported meeting occurred December 14, 2023, while the Form 8-K identifies December 19, 2023 as its filing date.