Business Context and Reporting Period
Company: ALPHA MODUS HOLDINGS, INC. (AMOD)
Filing Type: Form 8-K (Current Report)
Date of Report: January 12, 2026
Reporting Period: The filing addresses a specific event occurring on January 12, 2026, regarding compliance with Nasdaq listing rules. The company is incorporated in Delaware and trades on The Nasdaq Capital Market.
Key Financial Metrics
This Form 8-K filing does not contain financial statements, revenue, profit, cash flow, margin, debt, or liquidity data. The document focuses exclusively on a regulatory compliance matter regarding the company's stock price.
Material Changes and Events
- Delisting Notice: On January 12, 2026, the Company received a written notice from Nasdaq indicating non-compliance with the $1.00 minimum bid price requirement (Listing Rule 5550(a)(2)).
- Price Deficiency: The non-compliance is based on the closing bid price of the Company's common stock remaining below $1.00 per share for the period from November 13, 2025, to January 9, 2026.
- Immediate Status: The notice does not result in immediate delisting. The Company retains its listing status while in the compliance period.
Guidance, Outlook, and Risks
Compliance Timeline and Strategy
- Initial Compliance Period: The Company has 180 calendar days from the date of the notice (until July 13, 2026) to regain compliance.
- Compliance Criteria: Compliance is achieved if the bid price closes at or above $1.00 per share for a minimum of ten consecutive business days.
- Alternative Measures: If the initial period expires without compliance, the Company may be eligible for an additional 180-day period if it meets other listing requirements and notifies Nasdaq of its intention to cure the deficiency, potentially via a reverse stock split.
- Management Intent: The Company intends to monitor the stock price and anticipates regaining compliance within the deadline.
Risks and Contingencies
- Delisting Consequences: If the Company fails to regain compliance and is delisted, potential negative impacts include reduced liquidity, lower market price, reduced investor base, impaired ability to raise equity financing, and limitations on using registration statements for public offerings.
- Forward-Looking Statements: The filing includes standard disclaimers that actual results may differ from expectations regarding the stock price and listing status due to market conditions and other risks.
Investor Verification Checklist
- Verify the current closing bid price of AMOD stock to assess proximity to the $1.00 threshold.
- Monitor the Company's stock performance over the next 10 consecutive business days to determine if immediate compliance is achieved.
- Review future filings for announcements regarding a potential reverse stock split if the initial 180-day period expires without price recovery.
- Check for any subsequent notices from Nasdaq regarding the status of the compliance period or potential delisting hearings.