Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Carlyle Group Inc. for the quarter ended September 30, 2021. The report details the institutional investment manager's holdings in U.S. equity securities. The filing includes data for Carlyle Group Inc. and three other affiliated managers: Carlyle Investment Management LLC, CIM Global, L.L.C., and Carlyle Global Credit Investment Management L.L.C.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Carlyle Group Inc. itself. Key metrics from this specific filing include:
- Total Reported Value: $12,636,673,000 (12,636,673 thousands).
- Number of Holdings Reported: 11 entries in the Information Table.
- Number of Included Managers: 3 additional managers besides the primary filer.
Note: Revenue, profit, margins, debt, and liquidity figures for Carlyle Group Inc. are not provided in this filing text.
Material Changes and Disclosures
The filing text does not provide comparative data against the prior period to determine material changes in holdings value or composition. However, the following structural disclosures are noted:
- Shared Discretion: Investment advisers affiliated with The Carlyle Group Inc. and Riverstone Holdings LLC exercise shared investment discretion regarding Talos Energy Inc. Consequently, the full amount is reported by both entities.
- Excluded Manager: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser, but The Carlyle Group Inc. does not participate in its investment decision-making; thus, it is listed separately.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, or specific risk factors regarding the company's operations. The document includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $12.64 billion against the company's 10-Q or 10-K filings for the same period to understand the proportion of total assets represented by these 11 holdings.
- Confirm the specific details of the Talos Energy Inc. position to ensure no double-counting occurs when aggregating data from Riverstone Holdings LLC filings.
- Review the full list of 11 holdings (not fully detailed in the summary text) to assess sector concentration.
- Check the filing date of November 12, 2021 to ensure the data reflects the most current available information for the quarter.