Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Carlyle Group L.P. for the reporting period ended June 30, 2018. The report was signed on August 14, 2018, by Jeffrey W. Ferguson, General Counsel. The filing covers the holdings of Carlyle Group L.P. and includes data from two other included managers: Carlyle Investment Management LLC and CIM Global, L.L.C. Additionally, the filing notes that AlpInvest Partners B.V. is an indirectly wholly owned investment adviser, though Carlyle Group L.P. does not participate in its investment decision-making.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the Carlyle Group itself. The following metrics are derived from the reported portfolio:
- Total Reported Value: $2,207,144,000 (2,207,144 thousands).
- Number of Holdings Reported: 11 entries in the Information Table.
- Number of Included Managers: 2 (excluding the primary filer).
- Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The filing text does not provide a clear value for these operating metrics as they are not required in a 13F-HR report.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F filings report the state of holdings at the end of the quarter but do not explicitly detail period-over-period changes in the summary section provided.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items. This form is a regulatory disclosure of holdings and does not contain forward-looking statements or management discussion and analysis.
Important Facts for Investors to Verify
- Verify the total portfolio value of approximately $2.2 billion represents only the reportable equity holdings and excludes other asset classes or private equity funds not subject to 13F reporting.
- Confirm the specific 11 holdings listed in the full Information Table to understand the sector concentration of the reported assets.
- Note that the filing includes holdings managed by Carlyle Investment Management LLC and CIM Global, L.L.C., in addition to the primary filer.
- Recognize that AlpInvest Partners B.V. is listed as an affiliated adviser but is explicitly excluded from the investment decision-making scope of this specific report.