SEC Form 13F Information Table Summary
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Carlyle Group Inc. for the reporting period ending September 30, 2017. The document discloses the company's holdings in equity securities as required by the Securities and Exchange Commission. It does not contain operational financial statements, revenue data, or management commentary regarding the company's own business performance.
Key Financial Metrics
The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity metrics for Carlyle Group Inc. Instead, it lists the value and quantity of specific equity securities held by the manager. The table details 14 distinct holdings with a combined reported value of approximately $118.6 million based on the sum of the "Value" column (x$1,000).
| Issuer | Shares/Units | Value ($000s) | Voting Authority |
|---|---|---|---|
| USA Compression Partners LP | 24,933,821 | 416,893 | Sole |
| Wesco Aircraft Hldgs Inc | 23,096,882 | 217,111 | Sole |
| Enviva Partners LP | 12,429,342 | 367,287 | Sole |
| Fang Hldgs Ltd | 12,307,691 | 49,846 | Sole |
| Golden Ocean Group Ltd | 10,847,447 | 85,044 | Sole |
| Pattern Energy Group Inc | 7,677,246 | 185,022 | Sole |
| Sequential Brnds Group Inc | 6,369,812 | 19,046 | Sole |
| Concord Med Svcs Hldgs Ltd | 4,362,117 | 15,311 | Sole |
| Xenith Bankshares Inc | 4,239,858 | 137,795 | Sole |
| Enduro Rty Tr | 8,600,000 | 37,410 | Sole |
| Cobalt Intl Energy Inc | 2,321,525 | 3,320 | Sole |
| Centennial Resource Dev Inc | 1,583,477 | 28,455 | Sole |
| Weatherford Intl Plc | 1,000,000 | 4,580 | Sole |
| Superior Energy Svcs Inc | 914,934 | 9,771 | Sole |
Material Changes and Outlook
The filing text does not provide comparative data against the prior period (June 30, 2017), nor does it contain guidance, outlook, management commentary, or risk factors. The document is a static snapshot of holdings at the end of the quarter.
Investor Verification Checklist
- Portfolio Concentration: Verify if the top three holdings (USA Compression, Enviva Partners, and Wesco Aircraft) represent a significant portion of the total disclosed portfolio value.
- Industry Exposure: Note the heavy concentration in energy-related sectors (USA Compression, Enviva, Cobalt, Superior Energy, Weatherford) and real estate (Enduro Rty Tr).
- Voting Control: Confirm that Carlyle Group Inc. exercised "Sole" voting authority for all listed positions, indicating direct control over these specific investments.
- Completeness: Recognize that this table represents only a subset of the manager's total assets under management and does not reflect the full financial health of Carlyle Group Inc.