SEC Filing Summary: Carlyle Group Inc. (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Carlyle Group Inc. for the reporting period ending March 31, 2016. The document discloses the equity securities held by the investment manager at the end of the quarter. It does not contain financial statements regarding Carlyle Group's own operations, revenue, or profitability.
Key Financial Metrics and Portfolio Composition
The filing details a portfolio of 31 distinct equity positions. Key metrics derived from the table include:
- Total Disclosed Positions: 31 issuers.
- Largest Position by Value: Axalta Coating Systems Ltd (Combined value approx. $1,726.5 million across two entries).
- Notable Holdings:
- Booz Allen Hamilton Holding Corp: $28.5 million
- CommScope Holding Co Inc: $61.2 million (combined)
- Sandridge Energy Inc: $51.4 million
- Multi Packaging Solutions Inc: $26.9 million
- Voting Authority: The manager reported "Sole" voting authority for all listed positions.
Note: The filing does not provide aggregate portfolio value, cash flow, debt levels, or liquidity metrics for Carlyle Group Inc. itself.
Material Changes and Comparisons
The provided text contains only the snapshot of holdings as of March 31, 2016. It does not include data from the prior comparable period (December 31, 2015). Therefore, material changes in position size, new acquisitions, or divestitures cannot be determined from this document alone.
Guidance, Outlook, and Risks
This Form 13F is a regulatory disclosure of holdings and does not contain:
- Management commentary or outlook.
- Forward-looking guidance.
- Risk factors or contingencies.
- Unusual items or non-recurring charges.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column, noting that some issuers (e.g., Axalta, CommScope, NXP) appear in multiple rows.
- Confirm the specific CUSIP numbers for holdings where multiple classes or tranches are held.
- Compare this list against the previous quarter's 13F filing to identify turnover and new investments.
- Review Carlyle Group's 10-Q or 10-K filings for the same period to obtain actual financial performance metrics (revenue, profit, cash flow) which are absent here.