SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Address: 401 Charmany Drive, PO Box 44961, Madison, WI 53744
Reporting Period: Quarter ended December 31, 2017
Filing Date: February 7, 2018
Signatory: Joan A. Burke, President, First Business Trust & Investments
This filing is a Form 13F Holdings Report, which discloses the equity securities held by institutional investment managers. It does not contain the company's own operational financial statements (e.g., revenue, profit, or cash flow).
Key Financial Metrics
The filing provides aggregate portfolio data rather than operational metrics. Specific values for revenue, profit, margins, or debt are not applicable to this form type.
| Metric | Value |
|---|---|
| Total Number of Holdings Reported | 78 |
| Total Value of Reported Holdings | $545,433,000 (545,433 thousands) |
| Number of Other Included Managers | 0 |
Material Changes
The filing text does not provide a comparative table against the prior period (September 30, 2017) to calculate material changes in holdings or value. The document lists the total count and value for the current period only.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency details regarding the reporting manager's business operations.
Investor Verification Checklist
- Verify the total portfolio value of $545.4 million against the manager's latest 10-K or 10-Q for context on asset size.
- Review the specific list of 78 holdings (not included in this summary text) to assess sector concentration.
- Confirm if this report represents 100% of the manager's holdings (indicated by the "13F HOLDINGS REPORT" checkmark).
- Note that this filing reflects positions as of December 31, 2017, and does not reflect subsequent trading activity.