Business Context and Reporting Period
Company: Gladstone Investment Corporation
Filing Type: Form 8-K (Current Report)
Date of Report: October 12, 2021
Principal Executive Offices: McLean, Virginia
Securities Registered: Common Stock (GAIN), 5.00% Notes due 2026 (GAINN), 4.875% Notes due 2028 (GAINZ)
Key Financial Metrics
This filing is a Regulation FD disclosure regarding dividend declarations and does not contain audited financial statements, revenue, profit, cash flow, or debt metrics for the reporting period.
Material Changes
The primary material event reported is the Board of Directors' declaration of cash distributions for common stockholders:
- Monthly cash distributions for October, November, and December 2021.
- A supplemental distribution for December 2021.
The filing text does not provide specific dollar amounts per share for these distributions.
Guidance, Outlook, and Risks
Management Commentary: The filing references a press release (Exhibit 99.1) containing the details of the distribution announcement. The information regarding distributions is furnished and not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934.
Risks and Contingencies: No specific risks or contingencies are detailed in the text of this 8-K summary.
Investor Verification Checklist
- Verify the specific per-share distribution amounts for October, November, and December 2021 in the attached Press Release (Exhibit 99.1).
- Confirm the record dates and payment dates for the declared distributions.
- Review the supplemental distribution details for December 2021 to understand the total payout for the quarter.
- Check subsequent filings for the actual payment of these distributions.