SEC Filing Summary: Hennessy Advisors, Inc. (HNNA)
Business Context and Reporting Period
This Form 8-K Current Report was filed on August 4, 2021, by Hennessy Advisors, Inc., a California corporation. The filing primarily serves to announce financial results for the fiscal quarter ended June 30, 2021, and to disclose a new cash dividend declaration.
Key Financial Metrics and Dividend Information
The filing incorporates by reference a press release (Exhibit 99.1) containing the detailed financial results for the quarter ended June 30, 2021. The text of this 8-K does not explicitly state specific values for revenue, profit, cash flow, margins, debt, or liquidity; these figures are contained within the referenced exhibit.
Dividend Declaration:
- Amount: $0.1375 per share
- Record Date: August 17, 2021
- Payment Date: September 2, 2021
Material Changes and Outlook
The filing does not provide specific comparative data or management commentary regarding material changes versus the prior period, guidance, or risks within the body of the 8-K. Investors must refer to the attached press release (Exhibit 99.1) for operational results, year-over-year comparisons, and forward-looking statements.
Investor Verification Checklist
- Review Exhibit 99.1 (Press Release) for specific Q2 2021 revenue, net income, and cash flow figures.
- Verify the dividend payment schedule and eligibility based on the August 17, 2021 record date.
- Check the press release for any updates on investment management assets under management (AUM) or fee income trends.
- Confirm if the dividend amount represents a change from the previous quarter's declaration.