SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended June 30, 2019
Filing Date: July 10, 2019
Signatory: Teresa M. Nilsen, President, Chief Operating Officer and Secretary
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It is not a financial statement of the manager's own operating performance.
Key Financial Metrics
Note: As a Form 13F filing, this document reports portfolio holdings rather than the operating financials (revenue, profit, cash flow) of the investment manager itself. The following metrics reflect the reported portfolio value:
- Total Value of Reported Holdings: $2,086,483,000 (2,086,483 thousands)
- Total Number of Holdings Entries: 280
- Other Included Managers: 0
The filing text does not provide data on the manager's revenue, profit margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2019) or detail specific material changes in holdings. It only presents the snapshot of holdings as of June 30, 2019.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F filings are historical disclosures of holdings and do not contain forward-looking guidance or management commentary on market outlook.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific business risks or contingencies are detailed in this summary page.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $2.09 billion against the manager's total assets under management (AUM) to determine if this report covers all accounts.
- Confirm the 280 individual holdings entries to assess portfolio concentration and diversification.
- Note that this report excludes non-equity securities (e.g., bonds, derivatives) which are not required on Form 13F.
- Check subsequent filings to track changes in the top holdings relative to this June 30, 2019 baseline.