SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended March 31, 2015
Filing Date: April 21, 2015
Signatory: Teresa M. Nilsen, Executive Vice President and Chief Financial Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It is not a restatement or an amendment adding new holdings.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financials (revenue, profit, cash flow) of the management firm itself.
| Metric | Value |
|---|---|
| Total Value of Reported Holdings | $3,474,205,000 |
| Number of Holdings Entries | 290 |
| Number of Other Included Managers | 0 |
Note: The filing text does not provide data on the firm's revenue, profit, margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2014) or detail specific material changes in holdings between periods. Only the aggregate totals for the current quarter are disclosed in the summary section.
Guidance, Outlook, and Risks
Guidance and Outlook: The filing text does not contain management commentary, future guidance, or outlook statements.
Risks and Contingencies: No specific risks or contingencies are detailed in this summary. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $3.47 billion against the firm's total assets under management (AUM) to determine if this report covers all managed accounts.
- Confirm the list of 290 specific holdings in the full schedule to analyze sector concentration and top positions.
- Note that this report covers only equity securities; it does not disclose derivatives, fixed income, or cash positions.
- Check for subsequent filings to track changes in the portfolio composition following the March 31, 2015 quarter-end.