SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended June 30, 2014
Filing Date: July 15, 2014
Signatory: Teresa M. Nilsen, Executive Vice President and Chief Financial Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain financial statements regarding the manager's own operational performance.
Key Financial Metrics
As this is a holdings disclosure form rather than an operational financial report, standard metrics such as revenue, profit, cash flow, margins, and debt are not applicable to this document. The filing provides the following aggregate data regarding the manager's portfolio:
- Total Value of Reported Holdings: $3,227,722,000 (3,227,722 thousands)
- Total Number of Holdings Entries: 295
- Other Included Managers: 0
Material Changes
The filing text provided does not contain comparative data for the prior period (March 31, 2014) or a breakdown of purchases and sales. Therefore, material changes in portfolio composition or value versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Guidance and Outlook: The filing does not provide management commentary, future guidance, or strategic outlook.
Risks and Contingencies: No specific risks or contingencies are disclosed in this form. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $3.23 billion against the manager's latest 10-K or 10-Q filings for context on assets under management.
- Confirm the specific list of 295 holdings to understand sector concentration and top positions, as the summary text does not list individual securities.
- Note that this report covers only the quarter ended June 30, 2014, and does not reflect subsequent trading activity.