SEC Filing Summary: TICC Capital Corp. (Form 8-K)
Business Context and Reporting Period
This Form 8-K was filed by TICC Capital Corp. on October 1, 2013. The filing serves as a Regulation FD disclosure regarding a presentation by CEO Jonathan H. Cohen at the JMP Securities Financial Services and Real Estate Conference in New York. The registrant is incorporated in Maryland with principal offices in Greenwich, CT.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. This report is a procedural disclosure of a conference presentation and does not contain audited financial statements or quarterly results.
Material Changes
No material changes to financial performance or operations are reported in this document. The filing solely announces the availability of a PowerPoint presentation (Exhibit 99.1) given on the date of the report.
Guidance, Outlook, and Risks
Management commentary, guidance, and risk factors are contained within the attached PowerPoint presentation (Exhibit 99.1), which is referenced but not included in the text of this filing. The filing explicitly states that the information in the presentation is furnished and not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934.
Investor Verification Checklist
- Verify the content of the PowerPoint presentation (Exhibit 99.1) filed separately or posted on the company website (http://www.ticc.com) for actual financial data and outlook.
- Confirm the distinction between the registrant name in the metadata (Oxford Square Capital Corp.) and the actual registrant in the filing (TICC Capital Corp.).
- Note that the presentation materials are not incorporated by reference into other filings unless expressly stated.