SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Bank OZK (Reporting Manager)
Filing Type: Form 13F Information Table
Reporting Period: Quarter ended September 30, 2022
Context: This filing discloses the equity securities held by Bank OZK as of the end of the reporting period. It details the issuer, class of security, CUSIP, value, and voting authority for each holding. The filing does not contain operational financial results (revenue, profit, cash flow) for Bank OZK itself, but rather a snapshot of its investment portfolio.
Key Financial Metrics and Portfolio Composition
The filing provides a granular list of holdings rather than aggregate financial metrics. Key observations include:
- Portfolio Structure: Holdings are categorized by voting authority as "Sole," "Shared," or "None." Many positions are split between Sole and Other (OTR) discretion.
- Top Holdings by Value (Sole Discretion):
- Apple Inc.: $10,238,000
- Microsoft Corp: $5,819,000
- Fortinet Inc: $3,203,000
- AbbVie Inc: $3,338,000
- Bank of America Corp: $3,019,000
- Top Holdings by Value (Other Discretion):
- Microsoft Corp: $2,483,000
- Alphabet Inc (Class A): $413,000
- Verizon Communications Inc: $800,000
- Asset Classes: The portfolio includes common stocks of major corporations (e.g., JPMorgan Chase, Pfizer, Walmart) and Exchange Traded Funds (ETFs) such as iShares Core S&P 500 ETF and SPDR S&P 500 ETF Trust.
Material Changes Versus Prior Period
Not Applicable: This filing text contains only the snapshot of holdings as of September 30, 2022. It does not include comparative data from the prior quarter (June 30, 2022) or year-over-year changes. Therefore, material changes in position size or composition cannot be determined from this document alone.
Guidance, Outlook, and Risks
Not Applicable: Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the reporting company's future performance.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column for all "Sole" and "Other" discretion entries to assess total exposure.
- Confirm the breakdown of voting authority (Sole vs. Shared vs. None) to understand the level of control Bank OZK exercises over these investments.
- Compare this list against the prior quarter's 13F filing to identify significant buys or sells in major positions like Apple, Microsoft, or Pfizer.
- Note that the filing lists "Bank OZK" as the manager; verify if these holdings represent the bank's own balance sheet or assets managed for clients.
- Check for any "Put/Call" options or derivatives; the provided text indicates "SH" (Shares) for all listed items, suggesting a long-only equity strategy for these specific entries.