SEC Form 13F-HR Summary: Bank of the Ozarks
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (Institutional Investment Manager) for the reporting period ended December 31, 2016. The report was signed by Jennifer Junker, Director of Trust and Wealth Management, on February 13, 2017. The filing covers the manager's equity holdings and does not represent the bank's own operational financial results.
Key Financial Metrics
As a 13F filing, this document reports investment portfolio holdings rather than the bank's operational revenue, profit, or cash flow. The following portfolio metrics are disclosed:
- Total Portfolio Value: $306,814,000 (reported as 306,814 in thousands).
- Total Number of Holdings: 230 entries.
- Other Included Managers: 0.
Note: Operational metrics such as revenue, net income, margins, debt, and liquidity for Bank of the Ozarks are not provided in this filing.
Material Changes
The filing text does not provide comparative data against the prior quarter or year to determine material changes in holdings or portfolio value. It only presents the snapshot of holdings as of December 31, 2016.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the bank's future performance or strategy.
Investor Verification Checklist
- Verify the total portfolio value of $306.8 million against the bank's total assets to understand the scale of the investment arm relative to the core banking business.
- Review the specific 230 holdings listed in the full schedule (not included in this summary text) to assess sector concentration.
- Consult the bank's Form 10-K or 10-Q for the same period to obtain operational financial data (revenue, profit, liquidity) which is absent here.
- Confirm the filing date (February 13, 2017) aligns with the standard 45-day deadline for 13F reports following the quarter end.