SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Bank OZK (Reporting Manager)
Filing Type: Form 13F Information Table
Reporting Period: The filing text does not explicitly state the quarter end date in the narrative, though the metadata indicates June 30, 2024. The table lists holdings as of the reporting period.
Context: This filing discloses the equity securities held by Bank OZK with a market value exceeding $100,000. It details the number of shares, value, and voting authority (Sole, Shared, or None) for each position.
Key Financial Metrics and Portfolio Composition
Revenue, Profit, and Cash Flow: The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity metrics for Bank OZK. Form 13F filings are strictly for reporting investment holdings, not the financial performance of the reporting institution.
Portfolio Highlights (Top Holdings by Value):
- Apple Inc.: 55,516 shares (Sole) + 8,262 shares (Other) valued at approximately $11.69M + $1.74M.
- Microsoft Corp.: 20,414 shares (Sole) + 8,779 shares (Other) valued at approximately $9.12M + $3.92M.
- NVIDIA Corp.: 64,200 shares (Sole) + 7,776 shares (Other) valued at approximately $7.93M + $0.96M.
- Eli Lilly & Co.: 9,613 shares (Sole) + 2,009 shares (Other) valued at approximately $8.70M + $1.82M.
- Alphabet Inc. (Class A): 15,733 shares (Sole) + 3,200 shares (Other) valued at approximately $2.87M + $0.58M.
Asset Classes: The portfolio includes common stocks, ETFs (e.g., iShares, SPDR, Vanguard), and ADRs (e.g., Novo-Nordisk, Taiwan Semiconductor).
Material Changes and Voting Authority
Voting Authority Distribution:
- Sole Discretion: The majority of positions are held with sole voting authority.
- Other Discretion (OTR): Significant portions of holdings are held with "Other" discretion, indicating shared control or managed accounts where Bank OZK does not have sole voting power.
- Shared/None: Some positions show shared voting authority or none (e.g., certain ETFs and specific stock positions).
Comparison to Prior Period: The filing text does not provide data for the prior comparable period; therefore, material changes in holdings cannot be calculated from this document alone.
Guidance, Outlook, and Risks
Management Commentary: The filing text does not contain management commentary, guidance, or outlook regarding Bank OZK's future performance or strategy.
Risks and Contingencies: No specific risks or contingencies are disclosed in this filing. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy.
Unusual Items: The portfolio contains a mix of large-cap technology, healthcare, financials, and consumer staples, alongside broad market ETFs. No unusual derivatives or complex instruments are explicitly detailed beyond standard equity and ETF holdings.
Investor Verification Checklist
- Verify the exact reporting period end date in the full Form 13F filing header to confirm the June 30, 2024 date.
- Compare these holdings against the previous quarter's 13F filing to identify net buys or sells.
- Review Bank OZK's 10-Q or 10-K for the corresponding period to obtain actual financial performance metrics (revenue, net income, liquidity) which are absent here.
- Confirm the total aggregate value of the portfolio by summing the "Value" column, noting that this represents only holdings over $100,000.
- Investigate the "Other" discretion holdings to understand the nature of the shared control or external management arrangements.