SEC Filing Summary: SMART Global Holdings, Inc.
Business Context and Reporting Period
This Form 8-K was filed by SMART Global Holdings, Inc. (not Penguin Solutions, Inc.) on January 5, 2021. The report covers the announcement of financial results for the first quarter of fiscal 2021. The company is incorporated in the Cayman Islands and trades on the NASDAQ Global Select Market under the symbol SGH.
Key Financial Metrics
The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. The document serves as a notification that these results were announced via a press release and conference call. Specific financial data is contained in the attached press release (Exhibit 99.1), which is incorporated by reference but not detailed within this 8-K text.
Material Changes
No material changes or comparative financial data are disclosed in the body of this filing. The report indicates that the company utilizes non-GAAP financial measures in its communications, with reconciliations to GAAP measures provided in the referenced press release.
Guidance, Outlook, and Risks
The filing does not contain specific guidance, outlook, management commentary, or risk factors. It notes that the information is furnished under Item 2.02 and is not deemed "filed" for purposes of Section 18 of the Exchange Act, except as expressly set forth by specific reference.
Investor Verification Checklist
- Verify the actual financial figures (revenue, net income, EPS) in the attached press release (Exhibit 99.1) as they are not listed in this 8-K.
- Review the reconciliation of non-GAAP to GAAP financial measures provided in the press release.
- Confirm the company name is SMART Global Holdings, Inc., as the input metadata referenced "Penguin Solutions, Inc." which does not match the registrant.
- Check the conference call transcript for management commentary on the first quarter of fiscal 2021 performance.