SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: Principal Financial Group, Inc.
Period Ended: March 31, 2007
Filing Date: May 04, 2007
Report Type: 13F Combination Report (includes holdings for Principal Financial Group and four other affiliated managers).
Scope: This filing discloses equity securities held by the reporting manager and its affiliates, including Principal Global Investors, LLC; Principal Real Estate Investors, LLC; Principal Life Insurance Co.; and Principal Financial Services, Inc.
Key Financial Metrics
Total Portfolio Value: $26,747,072,000 (approx. $26.75 billion)
Total Number of Holdings: 1,944 entries
Top 5 Holdings by Value:
- General Electric Co: $11,219,622,000
- Microsoft Corp: $8,261,550,000
- Exxon Mobil Corp: $6,919,095,000
- Cisco Systems Inc: $6,567,329,000
- AT&T Inc: $7,938,887,000
Note: The filing lists holdings in thousands. The top holdings represent a significant concentration in technology, energy, and telecommunications sectors.
Material Changes
Comparison Data: The filing text provided does not contain data for the prior comparable period (December 31, 2006). Therefore, specific material changes in position size or value cannot be calculated from this document alone.
Guidance, Outlook, and Risks
Management Commentary: Not applicable. Form 13F is a regulatory disclosure of holdings and does not contain management discussion, financial guidance, or outlook.
Risks and Contingencies: Not applicable. This form does not disclose risk factors or contingencies.
Unusual Items: The report is a standard combination filing aggregating positions across multiple affiliated entities. No unusual items or restatements were indicated.
Investor Verification Checklist
- Verify the total portfolio value of $26.75 billion against the company's quarterly 10-Q for Q1 2007 to confirm asset allocation consistency.
- Confirm the specific breakdown of holdings between the primary manager (Principal Financial Group) and the four affiliated managers listed.
- Review the 10-Q filing for Principal Financial Group to understand the impact of these equity holdings on the company's overall investment income and net asset value.
- Check for any subsequent amendments to this 13F-HR that may have updated the holdings for the quarter.