SEC Form 13F Information Table Summary
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted to the U.S. Securities and Exchange Commission. The reporting period ends on September 30, 2020. The filing discloses the equity holdings of an investment manager (identified in metadata as Alibaba Group Holding Ltd) in various U.S. securities. It does not contain financial performance data for Alibaba Group itself.
Key Financial Metrics and Holdings
The filing details specific equity positions held by the manager. The total value of reported holdings is approximately $51,296,691 based on the sum of the "Value" column.
| Issuer | Title of Class | Shares/Units | Value (USD) | Voting Authority |
|---|---|---|---|---|
| BEST INC | Sponsored ADS | 30,000 | $10,000,000 | Sole |
| BILIBILI INC | Sponsored ADS Rep Z | 416,000 | $10,000,000 | Sole |
| COOTEK CAYMAN INC | Sponsored ADS | 10,336 | $2,122,328 | Sole |
| GROUPON INC | Com New | 33,631 | $1,648,600 | Sole |
| LYFT INC | Cl A Com | 199,070 | $7,225,763 | Sole |
| MOMO INC | ADR | 68,800 | $5,000,000 | Sole |
| WEIBO CORP | Sponsored ADR | 327,870 | $9,000,000 | Sole |
| XPENG INC | ADS | 133,466 | $6,650,000 | Sole |
Note: Revenue, profit, cash flow, margins, debt, and liquidity metrics for the reporting entity are not provided in this filing type.
Material Changes
The filing text does not provide comparative data for the prior quarter. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
This document is a statutory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the investment manager's strategy or the underlying companies.
Investor Verification Checklist
- Verify the identity of the investment manager filing this Form 13F to confirm if it represents Alibaba Group Holding Ltd or a subsidiary fund.
- Confirm the exact share counts and valuation dates for the listed positions (Best Inc, Bilibili, Cooteck, Groupon, Lyft, Momo, Weibo, XPeng).
- Review the prior quarter's Form 13F filing to calculate net buying or selling activity for these specific tickers.
- Check for any footnotes or amendments regarding shared voting authority or derivative positions not explicitly detailed in the main table.