Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. for the quarter ended September 30, 2020. The report was signed on November 16, 2020, by Ronald Fisher-Dayn, Managing Director, Legal & Regulatory. This is a combination report covering holdings managed by Brookfield Asset Management Inc. and six other included managers, including Brookfield Public Securities Group LLC and various private institutional capital advisers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. The key metrics provided are:
- Total Value of Reported Holdings: $17,494,985,000 (17,494,985 thousands).
- Total Number of Holdings Entries: 375.
- Number of Other Included Managers: 6.
- Confidential Information: The filing explicitly states that confidential information has been omitted from the public report and filed separately with the SEC.
Note: This filing does not contain data on revenue, profit margins, debt, or liquidity for Brookfield Asset Management Inc. or its portfolio companies.
Material Changes
The provided text contains only the cover page and summary statistics. It does not include the detailed schedule of securities (Schedule 13F-HR) required to analyze specific buy/sell activity or material changes in holdings compared to the prior period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, or risk factors regarding the manager's future performance. The only risk disclosure present is the standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Important Facts for Investor Verification
- Verify the total reported value of $17.49 billion against the manager's total assets under management (AUM) to understand the scope of reported versus unreported (private/confidential) assets.
- Note that confidential holdings were omitted; the public report does not reflect the full portfolio.
- Confirm the list of 6 other included managers to ensure all relevant sub-advisors are accounted for in the consolidated view.
- Recognize that this document lists equity holdings only and does not provide operating financial results for Brookfield Corp or its subsidiaries.