Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. for the reporting period ended September 30, 2019. The report was signed on November 13, 2019, by Kathy Sarpash, Vice President, Legal & Regulatory. This is a combination report covering holdings managed by Brookfield Asset Management Inc. and four other included managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. The following metrics relate to the reported portfolio:
- Total Value of Reported Holdings: $14,196,350,000 (14,196,350 thousands).
- Total Number of Holdings Entries: 37.
- Number of Other Included Managers: 4.
Note: The filing text does not provide data on revenue, profit, margins, debt, or liquidity for Brookfield Asset Management Inc. as an operating entity.
Material Changes and Portfolio Composition
The filing lists four other institutional investment managers reporting alongside the primary filer:
- Brookfield Asset Management Private Institutional Capital Adviser US, LLC (File No. 028-16270)
- Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC (File No. 028-16296)
- Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC (File No. 028-14362)
- Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC (File No. 028-17298)
The text provided does not contain a comparative table of holdings versus the prior quarter, so specific material changes in individual positions cannot be determined from this summary.
Guidance, Outlook, and Risks
This document is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding future performance. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $14.2 billion against the specific holdings schedule (not included in this text summary) to understand asset allocation.
- Confirm the specific equity positions within the 37 reported entries to assess concentration risk.
- Review the filings of the four included managers to ensure a complete picture of the firm's total reported equity exposure.
- Note that this filing excludes non-equity assets (e.g., private equity, real estate, credit) which are significant to Brookfield's overall business model.