SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. for the reporting period ended December 31, 2015. The report was signed on February 16, 2016, by A.J. Silber, Vice President of Legal Affairs. This filing covers the holdings of the primary manager and includes data for five other affiliated institutional investment managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting manager itself. The key metrics provided are:
- Total Value of Reported Holdings: $18,177,582,000 (18,177,582 thousands).
- Total Number of Holdings Entries: 218.
- Number of Included Managers: 5 additional managers are included in this consolidated report.
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for Brookfield Asset Management Inc. as an operating entity.
Material Changes and Included Managers
This report aggregates holdings for the following managers in addition to the primary filer:
- Brookfield Investment Management Inc. (File No. 028-13826)
- Brookfield Asset Management Private Institutional Capital Adviser US, LLC (File No. 028-16270)
- Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC (File No. 028-16296)
- Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. (File No. 028-14362)
- Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. (File No. 028-17298)
The filing text does not provide a comparative table of holdings versus the prior quarter to determine material changes in specific positions.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The text includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $18.18 billion against the specific equity positions listed in the full Schedule 13F (not included in this summary text).
- Confirm the scope of the five included managers to ensure the consolidated value reflects the intended investment strategy.
- Compare the 218 holdings entries with the previous quarter's filing to identify significant buy/sell activity.
- Note that this document does not reflect the operating financial health of Brookfield Asset Management Inc.; refer to 10-K or 10-Q filings for revenue and profit data.