SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Bank of New York Mellon Corp for the quarter ended September 30, 2020. The report was signed on November 12, 2020, by Andrew Weiser, Attorney-In-Fact. This is a combination report, meaning it covers a portion of the holdings for the reporting manager, with other portions reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own financial performance (revenue, profit, or cash flow). The filing provides the following aggregate data regarding the assets under management reported:
- Total Value of Reported Holdings: $405,144,352,000 (405,144,352 thousands)
- Total Number of Holdings Entries: 23,248
- Number of Other Included Managers: 25
The filing lists numerous other institutional investment managers reporting for this manager, including BNY Mellon Trust of Delaware, Mellon Investments Corporation, and Neuberger Berman Management, LLC, among others.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2020) or detail specific material changes in holdings, revenue, or profit margins. Form 13F filings are snapshots of holdings at the end of the quarter and do not inherently contain period-over-period financial performance analysis.
Guidance, Outlook, and Risks
This document does not contain management commentary, future guidance, outlook, or specific risk factors regarding the company's operations. It is a regulatory disclosure of securities holdings. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported value of $405.1 billion against the company's total Assets Under Management (AUM) to understand the scope of this specific report.
- Note that this is a "Combination Report," indicating that the full portfolio is not contained in this single filing but is split across multiple managers.
- Confirm the list of 25 other included managers to ensure all relevant sub-managers are accounted for in the aggregate data.
- Recognize that this filing does not disclose the company's own financial health (e.g., net income, debt levels) but rather the securities it manages for clients.