SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Bank of New York Mellon Corp for the quarter ended September 30, 2018. The report was signed on November 9, 2018, by Ivan R. Arias, Attorney-In-Fact. This is a combination report, meaning it covers a portion of the holdings for the reporting manager, with other portions reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of New York Mellon Corp itself. The filing provides the following aggregate data regarding the reported portfolio:
- Total Value of Reported Holdings: $389,055,018,000 (389,055,018 thousands)
- Total Number of Holdings Entries: 20,366
- Number of Other Included Managers: 36
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for the Bank of New York Mellon Corp.
Material Changes and Portfolio Composition
The report lists 36 other institutional investment managers for whom this filing is submitted, including BNY Mellon Trust of Delaware, BNY Mellon Asset Management North America Corporation, The Dreyfus Corporation, and Newton Investment Management (North America) Limited. The filing does not contain a comparative table of holdings versus the prior quarter; therefore, specific material changes in position sizes or new/removed holdings cannot be determined from this text alone.
Guidance, Outlook, and Risks
This filing is a regulatory disclosure of equity holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the Bank of New York Mellon Corp's future operations. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported portfolio value of approximately $389 billion against the firm's total assets under management (AUM) to understand the scope of this specific report.
- Confirm that this is a "Combination Report," indicating that the full portfolio is not contained within this single document but is split across multiple filings.
- Review the list of 36 included managers to ensure all relevant sub-advisors are accounted for in the aggregate data.
- Note that this document does not reflect the bank's own proprietary trading or non-reportable assets.