SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Bank of New York Mellon Corp for the quarter ended September 30, 2017. The report was signed on November 6, 2017, by Ivan R. Arias, Attorney-In-Fact. This is a combination report, meaning it covers a portion of the holdings for the reporting manager, with other portions reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of Bank of New York Mellon Corp itself. The filing text does not provide data on the company's revenue, margins, debt, or liquidity.
Key portfolio metrics reported in this filing include:
- Total Value of Reported Holdings: $363,328,249,000 (363.3 billion USD).
- Total Number of Holdings Entries: 24,607.
- Number of Other Included Managers: 40.
Material Changes and Portfolio Composition
The filing lists 40 other institutional investment managers included in this report, such as The Boston Company Asset Management, LLC, BNY Mellon Trust of Delaware, and The Dreyfus Corporation. The document does not provide a comparative analysis of holdings changes versus the prior quarter (June 30, 2017) or specific details on material changes in asset allocation.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. It is a statutory disclosure of equity holdings.
Important Facts for Investors to Verify
- Verify the total assets under management (AUM) reported ($363.3 billion) against the company's official 10-Q or 10-K filings for the same period to understand the scope of assets covered by this specific 13F report.
- Note that this is a "Combination Report," meaning the $363.3 billion figure represents only a portion of the total holdings managed by Bank of New York Mellon Corp and its affiliates.
- Confirm the list of 40 included managers to understand the breadth of the reporting entity's consolidated disclosure.
- Recognize that this document does not reflect the company's own financial health (profitability or debt levels) but rather the securities held in its investment portfolios.