CION Investment Corp 8-K Summary
Business Context and Reporting Period
This Form 8-K reports on the Annual Meeting of Shareholders held by CION Investment Corporation on May 9, 2013. The report was filed on May 10, 2013. The record date for the meeting was March 21, 2013.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This document focuses exclusively on corporate governance and shareholder voting results.
Material Changes and Voting Results
Shareholders voted on two proposals. Of the 1,712,122.7 shares eligible to vote, 1,043,882.08 shares were voted in person or by proxy.
- Proposal No. 1 (Election of Director): James J. Florio was elected to the Board of Directors to serve until the 2016 annual meeting.
- Proposal No. 2 (Ratification of Auditor): Shareholders ratified the selection of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2013.
Voting Breakdown
| Proposal | Votes For | Votes Against/Withheld | Abstentions | Broker Non-Votes |
|---|---|---|---|---|
| Election of James J. Florio | 1,038,947.71 | 4,934.37 (Withheld) | N/A | 0 |
| Ratification of Ernst & Young LLP | 1,038,947.71 | 0 | 4,934.37 | 0 |
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items.
Key Facts for Investors to Verify
- Confirmation that James J. Florio has assumed his duties as a Board member.
- Verification that Ernst & Young LLP has formally accepted the engagement for the 2013 fiscal year.
- Review of the full 2013 proxy statement for additional details on director qualifications and auditor independence.