SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: CAPITAL ONE FINANCIAL CORP
Reporting Period: Quarter ended March 31, 2021
Filing Date: May 13, 2021
Report Type: 13F Holdings Report (includes 1 other manager: United Income, Inc.)
This filing discloses the equity securities held by Capital One Financial Corp as an institutional investment manager. It does not represent the company's own financial performance or balance sheet.
Key Financial Metrics
Total Value of Reported Holdings: $771,473,000 (771,473 thousands)
Total Number of Holdings: 189 entries
Note: As a Form 13F-HR, this document does not contain revenue, profit, cash flow, margins, debt, or liquidity metrics for Capital One Financial Corp. It strictly reports external equity investments.
Material Changes
The filing text provided does not contain comparative data for the prior period (December 31, 2020) or a schedule of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this source text.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing type.
Guidance/Outlook: Not applicable.
Risks/Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total value of $771.5 million represents only the specific investment portfolio managed by Capital One Financial Corp, not the bank's total assets.
- Confirm the inclusion of "United Income, Inc." as an additional manager under this filing.
- Review the full Schedule 13F (not included in this summary) to identify specific ticker symbols and share counts for the 189 holdings.
- Check subsequent filings for the June 30, 2021 quarter to analyze changes in the portfolio composition.