SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by CAPITAL ONE FINANCIAL CORP, an institutional investment manager. The report covers the calendar quarter ended March 31, 2020. The filing was signed on May 14, 2020, by Elizabeth Sather Sabin, Vice President, Head of Investments. This report includes holdings for Capital One Financial Corp and one other included manager, United Income, Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for Capital One Financial Corp itself. The only financial metric disclosed is the aggregate value of the reported securities portfolio.
- Total Value of Reported Holdings: $620,019,000 (reported in thousands)
- Total Number of Holdings Entries: 296
- Number of Other Included Managers: 1 (United Income, Inc.)
Material Changes
The filing text provided does not contain comparative data for the prior period (December 31, 2019). Therefore, material changes in portfolio composition or value versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $620 million against the specific holdings listed in the full schedule (not included in this summary text).
- Confirm the inclusion of United Income, Inc. (File Number 028-19007) as an additional manager under this filing.
- Note that this document reflects investment positions held by Capital One Financial Corp, not the financial results of the company's banking operations.
- Check the full 13F schedule for specific buy/sell activity, as the summary text only provides aggregate totals.