Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Equitable Holdings, Inc., an institutional investment manager, for the quarter ended September 30, 2021. The report was signed by Anthony Bruccoleri, Lead Director of Equitable Life Insurance Company, on November 9, 2021. The filing covers the manager's own holdings as well as those of two other included managers: Equitable Investment Management Group, LLC and Equitable Advisors, LLC.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of Equitable Holdings, Inc. itself. The key metrics provided relate to the portfolio managed by the reporting entity:
- Total Portfolio Value: $5,859,730,000 (reported as 5,859,730 in thousands).
- Total Number of Holdings: 914 entries.
- Number of Included Managers: 2 (in addition to the primary filer).
The filing text does not provide data on revenue, profit margins, debt, or liquidity for Equitable Holdings, Inc. as an operating company.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2021) or detail specific material changes in holdings, values, or strategy. It serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This document is a regulatory disclosure of securities holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Important Facts for Investors to Verify
- Verify the total portfolio value of approximately $5.86 billion against the company's broader 10-Q or 10-K filings to understand the proportion of assets under management versus total corporate assets.
- Confirm the specific breakdown of the 914 holdings to assess sector concentration and risk exposure, as the summary does not list individual securities.
- Note that this report aggregates holdings for Equitable Holdings, Inc. and two subsidiaries/affiliates (Equitable Investment Management Group, LLC and Equitable Advisors, LLC).
- Recognize that this filing does not reflect the operating earnings or cash flow of Equitable Holdings, Inc.