SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended September 30, 2021. The report was signed on November 15, 2021, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. This filing covers the investment holdings of Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F-HR, this document reports investment portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting entity. Key portfolio metrics include:
- Total Portfolio Value: $912,470,000 (reported in thousands).
- Total Number of Holdings: 905 entries.
- Number of Included Managers: 4 additional managers besides the primary filer.
Note: The filing text does not provide clear values for revenue, profit, cash flow, margins, debt, or liquidity, as these are not required disclosures in a Form 13F-HR.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2021) or detail specific material changes in holdings, buy/sell activity, or portfolio composition versus the previous quarter.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's business operations. It strictly lists securities held with investment discretion.
Investor Verification Checklist
- Verify the total portfolio value of $912.47 million against the company's most recent 10-Q or 10-K for context on asset allocation.
- Confirm the specific securities held within the 905 entries by reviewing the full Schedule 13F information table (not included in this summary text).
- Check the filings of the four included managers (PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, Hilltop Securities Inc.) to understand the full scope of the consolidated reporting.
- Note that this document reflects holdings as of September 30, 2021, and does not reflect current market values or subsequent trading activity.