SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended September 30, 2020. The report was signed on November 16, 2020, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. This filing aggregates holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance of Hilltop Holdings Inc. itself. Key metrics from the filing include:
- Total Value of Reported Holdings: $589,523,000 (reported in thousands).
- Total Number of Holdings Entries: 654.
- Number of Included Managers: 4 (in addition to the primary filer).
- Revenue, Profit, Cash Flow, Margins, Debt, and Liquidity: The filing text does not provide a clear value for these operating metrics as they are not required in a 13F-HR report.
Material Changes
The filing text does not provide a clear value for material changes in holdings compared to the prior comparable period, as the document lists current holdings without explicit comparative data tables or narrative analysis of changes.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for management guidance, future outlook, specific risk factors, or contingencies. Form 13F filings are statutory disclosures of long-term equity positions and do not typically contain forward-looking statements or operational commentary.
Investor Verification Checklist
- Verify the total aggregate value of $589.5 million represents the combined equity portfolio of Hilltop Holdings and its four affiliated managers.
- Confirm that the 654 holdings entries cover all reportable equity securities for the included managers.
- Note that this filing does not reflect Hilltop Holdings' own balance sheet, income statement, or liquidity position; refer to 10-Q or 10-K filings for those metrics.
- Review the list of included managers to ensure the scope of the reported portfolio aligns with the investor's interest in the broader Hilltop group.