SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended March 31, 2018. The report was signed on May 15, 2018, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and includes four other affiliated managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and HILLTOP SECURITIES INC.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. The key metrics provided relate to the portfolio under management:
- Total Portfolio Value: $572,024,000 (reported as 572,024 in thousands).
- Total Number of Holdings: 613 entries.
- Number of Included Managers: 4 additional managers included in this consolidated report.
Note: The filing text does not provide data on Hilltop Holdings Inc.'s own revenue, profit, margins, debt, or liquidity, as this form is strictly for reporting investment positions.
Material Changes
The filing text does not provide comparative data against the prior quarter (December 31, 2017) to determine material changes in portfolio value or composition. The document serves as a snapshot of holdings as of March 31, 2018.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of securities held.
Investor Verification Checklist
- Verify the total portfolio value of $572.0 million against the sum of individual security values in the full schedule (not provided in this summary text).
- Confirm the specific equity positions within the 613 reported entries to assess concentration risk.
- Review the filings of the four included managers (PlainsCapital Corp, PlainsCapital Bank, etc.) to ensure no double-counting of assets if analyzing the broader group.
- Check subsequent 13F filings to track changes in the portfolio composition post-March 31, 2018.