SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the calendar quarter ended December 31, 2013. The report was signed on February 14, 2014, by Corey G. Prestidge, General Counsel and Secretary. This filing covers the investment holdings of Hilltop Holdings Inc. and includes two other managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports investment portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting entity itself. The filing provides the following portfolio metrics:
- Total Portfolio Value: $195,341,000 (reported as 195,341 in thousands).
- Total Number of Holdings: 227 entries.
- Number of Included Managers: 2 (PlainsCapital Corp and PlainsCapital Bank).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Hilltop Holdings Inc. as an operating company.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., September 30, 2013) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $195.3 million against the company's most recent 10-Q or 10-K for context on asset allocation.
- Confirm the specific securities held within the 227 entries to understand the investment strategy (e.g., concentration in financials, geographic focus).
- Review the filings for the included managers (PlainsCapital Corp and PlainsCapital Bank) to understand the full scope of the reported assets.
- Note that this document does not reflect the operating earnings or debt levels of Hilltop Holdings Inc.