SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended September 30, 2013. The report was signed on November 14, 2013, by Corey G. Prestidge, General Counsel and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and includes two other managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. Key portfolio metrics include:
- Total Portfolio Value: $172,469,000 (reported in thousands).
- Total Number of Holdings: 200 entries.
- Number of Included Managers: 2 (PlainsCapital Corp and PlainsCapital Bank).
The filing text does not provide data on the manager's revenue, profit margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2013) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management guidance, future outlook, risk factors, or commentary on contingencies. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $172.47 million against the sum of individual security values in the full schedule.
- Confirm the inclusion of the two additional managers (PlainsCapital Corp and PlainsCapital Bank) to ensure the aggregate exposure is understood.
- Note that this filing reflects only equity securities; it does not disclose debt holdings, derivatives, or cash positions.
- Cross-reference the 200 holdings with the manager's 10-Q or 10-K filings for the same period to understand the broader financial health of Hilltop Holdings Inc.