SEC Filing Summary: Greatbatch, Inc. (Form 8-K)
Business Context and Reporting Period
This Current Report on Form 8-K was filed by Greatbatch, Inc. on June 7, 2007. The filing addresses the effectiveness of a registration statement regarding the resale of specific debt securities and associated common stock.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt levels, or liquidity ratios. The document focuses exclusively on a regulatory event concerning the company's capital structure.
Material Changes and Events
- SEC Registration Effectiveness: The Securities and Exchange Commission declared effective the registration statement on Form S-3 (File No. 333-142400).
- Securities Involved: The registration covers resales by selling securityholders of Greatbatch's 2 1/4% Subordinated Convertible Debentures due 2013.
- Issuance Details: The debentures were issued pursuant to an indenture dated March 28, 2007, with Manufacturers and Traders Trust Company as trustee.
- Conversion Rights: The registration also covers shares of Greatbatch common stock issuable upon the conversion of these debentures.
Guidance, Outlook, and Risks
The filing does not contain management commentary, financial guidance, or an outlook for future performance. No specific risks or contingencies are detailed in this report beyond the standard disclosure of the registration event.
Key Facts for Investor Verification
- Verify the total principal amount of the 2 1/4% Subordinated Convertible Debentures due 2013 issued in March 2007.
- Confirm the conversion price and terms of the debentures to assess potential dilution to common shareholders.
- Review the attached press release (Exhibit 99.1) for details on the selling securityholders and the intended use of proceeds from the resales.
- Check subsequent filings for any actual sales of the debentures or conversions into common stock.